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Canadian Investment Manager
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11	COMPLIANCE ANALYST We’re Investors Group – a Canadian leader in providing personal financial planning services, and dedicated to building lasting client relationships. This is your opportunity to build a career with Add to Reading List Source URL: www.investorsgroup.com Language: English - Date: 2014-10-24 16:44:19 Business Financial adviser Canadian securities regulation Regulatory compliance Financial planner Collective investment scheme Investment Industry Regulatory Organization of Canada Canadian Investment Manager Financial economics Investment Finance
12	Manager, IIROC Compliance _________________________________________________________________________________________________ We’re Investors Group – a Canadian leader in providing personal financial planning services, Add to Reading List Source URL: www.investorsgroup.com Language: English - Date: 2014-10-16 13:56:38 Business Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Financial adviser Regulatory compliance Canadian Investment Manager Financial economics Finance Investment
13	Securities Planning Specialist-IIROC Registrant Niagara Area, Ontario We’re Investors Group – a Canadian leader in providing personal financial planning services, and dedicated to building lasting client relationship Add to Reading List Source URL: www.investorsgroup.com Language: English - Date: 2014-10-28 17:06:35 Financial adviser Investment Canadian securities regulation Financial planner Professional certification in finance Canadian Investment Manager Ameriprise Financial Financial services Financial economics Finance
14	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-30 15:51:04 Securities Business Financial system Canadian securities regulation Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
15	FUND FACTS HSBC Global Asset Management (Canada) Limited HSBC Canadian Money Market Fund — Manager Series June 25, 2014 Add to Reading List Source URL: www.hsbc.ca Language: English - Date: 2014-06-23 18:53:51 Financial services Collective investment schemes Financial ratios Funds Mutual fund Management fee Rate of return Expense ratio Mutual fund fees and expenses Financial economics Investment Finance
16	Securities Commission Suite 400, Duke Tower 5251 Duke St., PO Box 458 Halifax, NS Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-10-14 10:19:24 Financial services Collective investment scheme Funds Canadian Investment Manager Financial adviser Financial economics Investment Finance
17	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-11 10:11:04 Investment Industry Regulatory Organization of Canada Securities Financial economics Economics Financial Literacy Month Investor education Better Business Bureau Canadian Investment Manager Universal Market Integrity Rules Business Self-regulatory organizations Financial regulation
18	Securities Commission Proficiency Requirements for Registration Mutual fund dealer – dealing representative: the individual has passed - Canadian Investment Funds Course Exam Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-08-01 13:40:42 Professional certification in finance Financial services Collective investment schemes Canadian Investment Manager Chartered Financial Analyst Investment management Exempt market dealer Mutual fund Portfolio manager Financial economics Investment Finance
19	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-15 10:36:04 Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Financial economics Canada Canadian securities regulation Financial system Securities Financial regulation Economy of Canada
20	List of Ontario Registrants as of December 16, [removed]SECURITIES INC. > Exempt Market Dealer Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-05-02 15:36:56 Collective investment schemes Finance Institutional investors Mutual fund Portfolio manager BlackRock Exempt market dealer Financial adviser Canadian Investment Manager Financial economics Investment Financial services

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